Investment Policy Statement QuestionnaireStep 1 of 714%Client DescriptionThe left column is your information. The right column is for your spouse.Your NameSpouse's NamePhoneSpouse PhoneEmail Spouse Email Date of Birth MM slash DD slash YYYY Spouse Date of Birth MM slash DD slash YYYY Your desired retirement age?Your spouse's desired retirement age?Child(s) Name(s) and Birth Date(s)NameDate of Birth Add RemoveClick the "+" sign for additional rows.Current Financial InformationYour Annual IncomeYour Spouse's Annual IncomeCombined Income Source(s)Dividends/InterestSocial SecurityPension/RetirementAlimonyChild SupportOtherMonthly ExpensesMortgage(s)AutoInsurance(s)FoodUtilitiesPhone(s)Cable/InternetKids' ActivitiesEntertainmentEducationOther - Please describeValue of Personal AssetsPrimary ResidenceSecond HomeOther Real EstateCash on HandFixed Income SecuritiesEquity SecuritiesEmployer StockCollectibles/MiscellaneousTotal Owed On LiabilitiesPrimary ResidenceSecond HomeOther Real EstateVehicle(s)Credit Card(s)Student Loan(s)Investment MarginTaxesEverything ElseGoals and ObjectivesClick the "+" sign to add additional rows.Financial goals in order of importance?What is the year you would like to start this goal?How long will this goal run in years? Add RemoveContstraintsWhat type of liquidity do you need in your portfolio? If the goals/objectives above include special liquidity contraints, please list them here and reference the goal .Do you have any regulatory restrictions on investments? Please describe below.Taxes can erode return. The default asset allocation seeks to minimize the eroding effects of taxes and seeks tax efficient investments when available. If you have specific requirements with regard to taxes, or you want your assets managed irrespective of taxes, please specify below.Some investors, based on ethical, moral, religious, or other reasons, choose to restrict managers from investing in certain asset classes or specific assets. Please specify any asset class restrictions or security restrictions below.Please list other investment constraints you think may be applicable to managing your portfolio.
